The Dedicated Educator.
Series 7 and SIE Tutoring.
Pass Your FINRA Exams First Time.
Our Philosophy
Firstly, we examine your tuition needs to discover what type/combination of learner you are and then provide a personalized regimen of exam prep for your license.
This will be done via a TNA – Training Needs Assessment (questionaire), we will send to you before our first meeting. It allows our experts to know where you stand as a student.
Our objective is to have you pass the SIE/Series 7 on the first try. Our tailor made programs will be designed to help you to this end.
Why Choose Series7SIETutor?
Institutional Pedigree: As a former Series 7 Stockbroker, and now an Economics Lecturer with deep, real-world experience at the highest levels of global finance, you are in good hands.
I provide expert tuition for the SIE, Series 6, Series 7, Series 63 and Series 65 for RIAs. We also provide tuition on the Investment Planning module of the CFP.
Our mission is to get you licensed. We aim to provide the best FINRA license tuition directly tailored to your learning needs.
Our objective is to provide the transition from the SIE to the Series7 and other FINRA licenses appropriate to your new career.
We combine first rate teaching with a comprehensive learning program that is tailored to individuals.
About Our Company
At Series7SIETutor, we bridge the gap of understanding between theory and institutional reality by transforming “study” into “training” for your new profession.
Leveraging Damien’s background at firms like Charles Schwab and Barclays, we translate dense textbook concepts into the practical language of a working stockbroker.
We replace passive memorization with reasoning and understanding of the subject, ensuring students don’t just learn the material but master the institutional
application required to pass on exam day and thrive in the industry.
Our Services
SIE
The Securities Industry Essentials (SIE) exam validates foundational knowledge of capital markets, investment products, risks, and essential regulatory practices for professionals.
Series 7
The Series 7 exam qualifies professionals as General Securities Representatives, authorizing the solicitation, purchase, and sale of diverse corporate and municipal securities.
Series 6
The Series 6 license qualifies professionals to sell mutual funds, variable annuities, and similar insurance products within the securities industry.
Series 63
The Series 63 exam qualifies candidates as securities agents, focusing on state regulations, ethical practices, and fiduciary obligations under the Uniform Securities Act.
Expert Tuition
We bridge the gap between academic theory and the practical skills required by top-tier firms, ensuring you arrive at your new role ready to contribute on day one.cription of the benefit.
Institutional Knowledge
You work with a coach who has "on-the-desk" experience at firms like Putnam, Schwab and Barclays.
College Lecturer
Teaches at Masters degree level
Masters Degree's in Finance and Economics
Has personally passed Series 6, 7, 63 and SIE. Two masters degrees.